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• Monitoring of compliance with legislation to ensure sound and efficient Financial Services Providers and the protection of consumers
• Analysis of financial statements and compliance reports of Financial Services Providers;
• Planning, preparing and conducting onsite visits in terms of risk based supervision approach;
• Drafting reports and memos for possible Regulatory Action
• Preparing documentation for Enforcement Committee
• Liaison with Financial Services Providers;
• Perform administrative or other activities relating to the regulation framework
• Participate in specialisation area discussion forum (focus group)
• Draft articles of substantive nature for newsletter or formal, targeted communications to the FSPs
• Provide guidance to other analysts by providing support for onsite visits and providing template documents, compiling spread-sheets to compute CAR
• Prepare and present at Supervisory Colleges with other regulators
• Presented at Moonstone conference on Foreign FSPs